TOTAL: 3
  1. Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws

    Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws

    Mike Koehler
    In the minds of some, complying with the US Foreign Corrupt Practices Act and related laws such as the UK Bribery Act is easy: ‘you just don’t bribe’. The reality, as sophisticated professionals know, is not so simple. This book is for professionals across various disciplines who recognize the difficulties of compliance and want to learn strategies for minimizing risk under aggressively enforced corporate bribery laws. The book uses issue-spotting scenarios to present risk and guides professionals through various components of compliance best practices from the fundamentals of conducting a risk assessment and effectively communicating compliance expectations, to implementing and overseeing compliance strategies. Learn More
    October 2018   Hardback Price: $ 165.00   Web: $ 148.50
    Availability: Not yet published (pre-order)
    2018   Paperback Price: $ 89.95   Web: $ 71.96
    Availability: In Stock
  2. The Governance of Credit Rating Agencies

    The Governance of Credit Rating Agencies

    Andrea Miglionico
    The global crisis revealed that Credit Rating Agencies (CRAs) are capable of bringing about potential distortions in the financial sector, thereby resulting in a reduction in market confidence which, in turn, influences negotiations and expectations. CRAs need to be held accountable for lack of transparency and inaccurate ratings, however the existing regulatory framework does not secure adequate investor protection. This book provides a new and important contribution to research in the area, at a crucial time in the debate around financial regulation and investment regimes. Learn More
    February 2019   Hardback Price: $ 230.00   Web: $ 207.00
    Availability: Not yet published
  3. Mis-Selling Financial Services

    Mis-Selling Financial Services

    Jonathan Kirk, Thomas Samuels, Lee Finch
    This new work offers a clear and concise analysis of the law relating to the mis-selling of regulated financial services products. The introductory chapters cover the history of mis-selling, from their origins at common law to the modern regulated environment. It also addresses important practical points for those pleading and defending financial mis-selling claims, focussing on the various causes of action and limitation periods. It provides an overview of the UK and European regulatory framework governing the sale of financial products and considers in detail five key product types: credit, mortgages, interest rate hedging products, insurance, and collective investment schemes. Each chapter looks at the sector-specific issues and the various mis-selling ‘scandals’ of the last decade and the case-law that emerged from them. Learn More
    March 2019   Hardback Price: $ 199.95   Web: $ 179.96
    Availability: Not yet published