Finance and Banking Law

  1. Add to Wish List Broker-Dealer Compliance

    Broker-Dealer Compliance

    James A. Fanto
    Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship ...
    Paperback (April 2023)

    List price $80.00

    Member price $64.00

    Not yet published
    Hardback (April 2023)

    List price $110.00

    Member price $99.00

    Not yet published
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