Finance and Banking Law
-
Add to Wish List
![Broker-Dealer Compliance]()
Broker-Dealer Compliance
James A. Fanto
Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship ...eBook:Find out more$64.00
-
Add to Wish List
![Financial Regulation and Technology]()
Financial Regulation and Technology
Iain Sheridan
This important book analyses recurring issues within financial services regulation relevant to the use of technology, at a time when competition is moving towards greater use of technology in the financial services sector. Iain Sheridan ...eBook:Find out more$103.96
-
Add to Wish List
![Anti-Money Laundering Regulation and Compliance]()
Anti-Money Laundering Regulation and Compliance
Alexander Dill
Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of the Anti-Money Laundering/Combatting the Financing of Terrorism (AML/CFT) compliance programs, recordkeeping and reporting r...eBook:Find out more$83.16
-
Add to Wish List
![Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws]()
Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws
Mike Koehler
In the minds of some, complying with the US Foreign Corrupt Practices Act and related laws such as the UK Bribery Act is easy: ‘you just don’t bribe’. The reality, as sophisticated professionals know, is not so simple. This book is for p...eBook:Find out more$87.16
